TR-D-001 · Technical Report · Definition · 2026-05-28 · DOI 10.5281/zenodo.21073274

The World Model Definition

Cameisha Smith

§1 · The Question

Eighty years after Kenneth Craik proposed that the brain carries "small-scale models" of external reality, the term "world model" remains formally undefined. The AI research community uses it to describe everything from variational autoencoders to trillion-parameter architectures dreaming robotic futures, but no authoritative definition specifies what a world model must contain to be complete. The absence has consequences. Without a formal definition, the field cannot distinguish a world model from a prediction engine. It cannot assess completeness. It cannot identify what is missing from a given approach or determine whether two approaches are solving the same problem at different scales.

The result is a landscape of partial implementations, each called a "world model," each covering a different subset of the actual requirements, and none able to explain why its outputs cannot be governed, audited, or trusted in operational contexts. The founding-period research of GrytLabs Research Institute encountered this absence not as a theoretical curiosity but as an engineering constraint: the structural gap identified in TR-A-001 and the architectural necessity argued in TR-A-002 both appeal to a formal definition of what a world model must contain. That definition did not exist in the literature. This report supplies it.

This report makes three contributions. First, a formal definition: ten ingredients that any world model must satisfy, each justified by what becomes impossible without it. Second, a completeness assessment: six leading definitions evaluated against the ten-ingredient standard, establishing that all are incomplete in the same structural pattern. Third, a mechanism taxonomy: three complementary processes — Training, Constitution, and Accretion — by which model ingredients come into existence, establishing that the completeness gap in definitions traces to a mechanism gap in the field's practice.

The thesis would be weakened if: (1) a prior definition were identified that specifies the ten ingredients at comparable formality — meaning the originality claim (WMI-P03) is overstated; (2) an existing definition were shown to be complete against the ten-ingredient standard — meaning the completeness gap does not exist; or (3) training alone were demonstrated to produce constitutive constraints, carried purpose, or attributable memory — meaning the mechanism taxonomy is unnecessary.

Synopsis

The field has been building prediction engines and calling them world models. Prediction is three of ten ingredients.

A world model is the minimum representation that makes a world modelable. It requires ten ingredients: Distinctions (the capacity to differentiate), Entities (things that persist through change), Relations (connective structure between entities), Time (directional ordering), Transition Logic (rules of change, themselves subject to change), Constraints (constitutive limits on what can occur), Observation (structural acknowledgment of partiality), Uncertainty (structural representation of what is unknown), Purpose (the directional bias that makes action evaluable), and Memory (accumulated, accessible history). The compact formula organizes them: State (Distinctions + Entities + Relations) + Change (Transition Logic) + Constraint + Time. Recursion computes the change. Observation, Uncertainty, Purpose, and Memory define the geometry of evolution — from whose perspective the model operates, what it knows it does not know, what it is trying to achieve, and what it has learned from the past.

Six leading definitions are assessed against this standard. Craik (1943) scores 4/10 — the philosophical foundation, but a definition of prediction, not of a world model. Ha & Schmidhuber (2018) score 5/10 — the first computationally realized world model, strong on observation and temporal prediction, but the dream has no rules about what is permissible. LeCun (2022) scores 7/10 — the most complete existing definition, with explicit Memory, Uncertainty, and a Cost Module approaching Purpose, but Constraints remain soft (preferences, not invariants) and Purpose remains designer-injected. DreamZero (2026) scores 5/10 — impressive physical prediction from video, but no governance structure whatsoever. Meta FAIR VLWM (2026) scores 6/10 — notable for acknowledging the constraints gap explicitly ("task-specific penalties or guard-rails" as unspecified inputs) without being able to fill it. The consensus view scores 2/10 — represent, predict, act — Craik's 1943 definition with neural networks attached.

The pattern across all six: Transition Logic (prediction) is universally present. Time and Distinctions are universally present or implied. Constraints, Purpose, and Memory are universally absent or inadequate. The pattern is not random. It maps to a mechanism gap: the field recognizes only one way to build a model — Training — and Training discovers statistical structure from data. Constraints are not statistical regularities. Purpose is not a pattern in data. Memory is not compressed weights. The missing ingredients are missing because the mechanism that could produce them is not recognized.

Three mechanisms are required. Training discovers statistical structure from data — it reliably produces Distinctions, Time, and Transition Logic, partially produces Entities, Relations, and Observation, and cannot produce Constraints, Purpose, Uncertainty (in the epistemic-status sense), or Memory. Constitution specifies structural grammar directly from domain expertise — it produces nine of ten ingredients, including the four Training cannot, but cannot populate Memory with actual operational content. Accretion accumulates governed operational records continuously — it uniquely provides Memory and enriches every other ingredient through operational experience.

The three mechanisms are complementary, not competing. Training provides the intelligence layer. Constitution provides the governance layer. Accretion provides the memory layer. A complete world model requires all three. The field has invested in one. The completeness gap in definitions is a mechanism gap in practice, and the mechanism gap explains why capable systems cannot govern: they are built from one mechanism that cannot produce what governance requires.

Abstract

The term "world model" has been in use for eighty years without a formal definition specifying what a world model must contain to be complete. This report proposes one. A world model is the minimum representation that makes a world modelable — not a simulation, not a control system, not a dynamic system, but the more primitive thing those depend on. Ten ingredients are identified as irreducible requirements: Distinctions, Entities, Relations, Time, Transition Logic, Constraints, Observation, Uncertainty, Purpose, and Memory. Six leading definitions — Craik (1943), Ha & Schmidhuber (2018), LeCun (2022), DreamZero (2026), Meta FAIR VLWM (2026), and the informal consensus — are evaluated against these requirements. All are incomplete in precisely the same ways: the universally missing ingredients are Constraints, Purpose, and Memory, with Uncertainty and Relations absent or partial in most. The pattern is not random. The missing ingredients map exactly to the missing mechanism: the field recognizes only one way to build a model — training — and training cannot produce what it cannot find in data. A three-mechanism taxonomy (Training, Constitution, Accretion) identifies the complementary processes required to satisfy all ten ingredients. The completeness gap in existing definitions is a mechanism gap in the field's practice. The definition and taxonomy together establish the formal vocabulary for the World Model Initiative thesis.

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"If the organism carries a 'small-scale model' of external reality and of its own possible actions within its head, it is able to try out various alternatives, conclude which is the best of them, react to future situations before they arise." — Kenneth Craik (1943), The Nature of Explanation
Findings14
F-TR-D-001-01 · formal-establishment · lab-originated
A world model is the minimum representation that makes a world *modelable*, formally requiring ten ingredients, each justified by what becomes impossible in its absence: Distinctions, Entities, Relations, Time, Transition Logic, Constraints, Observation, Uncertainty, Purpose, Memory. The definition is *structural* (justified by what breaks without each ingredient), not aspirational (justified by what each enables).
F-TR-D-001-02 · structural-mapping · lab-originated
The ten ingredients organize into a compact formula — **State** (Distinctions + Entities + Relations) **+ Change** (Transition Logic) **+ Constraint** (Constraints) **+ Time** — with recursion as how the change is computed, and four ingredients (Observation, Uncertainty, Purpose, Memory) defining the "geometry of evolution" (perspective, known-unknowns, teleology, accumulated history).
F-TR-D-001-03 · structural-mapping · lab-originated
The recursion classification is a structural property of each ingredient: eight of ten ingredients are recursive (Entities, Relations, Transition Logic, Constraints, Observation, Uncertainty, Purpose, Memory — each operating on itself across time at different rates/scales), and the two that are not — Distinctions and Time — are the foundational operations on which the recursive structure is built (Distinctions is the founding operation; Time is the axis *for* recursion).
F-TR-D-001-04 · architectural-framing · lab-originated
Constraints are the most conspicuously absent ingredient in existing definitions, and they are *constitutive limits, not guardrails*: a constraint does not penalize an illegal move but makes it impossible (chess bishops move diagonally; conservation laws in physics; authority boundaries in organizations). The distinction between possible futures and *permissible* futures is the foundation of governance.
F-TR-D-001-05 · architectural-framing · lab-originated
Models come into existence through *three* mechanisms — Training, Constitution, and Accretion — not one. In the current AI landscape "model" and "training" have fused into a single invisible concept ("the model exists *because* it was trained; training is what the model *is*"), so the other two mechanisms are unrecognized and their absence unexamined.
F-TR-D-001-06 · root-cause-diagnosis · lab-originated
Training (exposing a parameterized function to data, optimizing against a loss, updating parameters) reliably produces three ingredients (Distinctions, Time, Transition Logic), partially produces three (Entities, Relations, Observation), and *cannot* produce four — Constraints, Uncertainty, Purpose, and Memory. Log-loss optimization cannot distinguish "statistically rare" from "structurally prohibited"; confidence scores are not epistemic-status tracking; purpose is external (reward/RLHF); weights are compressed statistical memory, not queryable operational history.
F-TR-D-001-07 · architectural-resolution-claim · lab-originated
Constitution (specifying the grammar directly — primitives, invariants, rules of composition, structural constraints — from domain expertise rather than discovered from data) produces nine of ten ingredients, *including the four Training cannot*; it cannot populate Memory with operational content (that requires operational experience). Constituted structure is not probabilistic — it holds because it was specified to hold.
F-TR-D-001-08 · architectural-resolution-claim · lab-originated
Accretion (filling the constituted model through governed operational capture — every decision, state transformation, and boundary crossing depositing a record) *uniquely provides Memory* and enriches every other ingredient through operational experience; it happens continuously at operational tempo, growing monotonically and compounding in value (precedent retrieval, deviation detection).
F-TR-D-001-09 · architectural-resolution-claim · lab-originated
The three mechanisms are complementary, not competing: Training provides the intelligence layer, Constitution the governance layer, Accretion the memory layer; a complete world model requires all three. The field has built extraordinary training capabilities and has not built constitution or accretion — which is why its models can predict and cannot govern. The deployment-level corollary is empirically documented: in organizations adopting AI agents, <20% of effort is prompt/model work and >80% is sociotechnical governance work.
F-TR-D-001-10 · empirical-demonstration · lab-originated
Six leading definitions of "world model," evaluated ingredient-by-ingredient against the ten-ingredient standard, are all incomplete: Craik (1943) 4/10, Ha & Schmidhuber (2018) 5/10, LeCun (2022) 7/10 (the most complete), DreamZero (2026) 5/10, Meta FAIR VLWM (2026) 6/10, the 2025–2026 consensus view 2/10. None specifies all ten.
F-TR-D-001-11 · gap-identification · lab-originated
Across all six definitions the incompleteness follows a consistent, non-random pattern: Transition Logic (prediction) is universally present; Time and Distinctions are universally present or implied; Constraints, Purpose, and Memory are universally absent or inadequate. No existing world model includes constitutive limits, carries purpose as a structural ingredient, or accumulates persistent queryable history.
F-TR-D-001-12 · architectural-resolution-claim · lab-originated
The mapping from missing ingredients to missing mechanisms is *exact, not approximate*: every universally-missing ingredient (Constraints, Purpose, Memory, Uncertainty, Relations) is missing because Training cannot produce it, and each can be produced by Constitution and/or Accretion. The completeness gap in definitions is a mechanism gap in the field's practice; the field's definitions are incomplete because they assume only one mechanism exists.
F-TR-D-001-13 · theoretical-grounding · lab-originated
The ingredient↔mechanism mapping is the structural restatement of Conant & Ashby's (1970) regulator theorem ("every good regulator of a system must be a model of that system"): a model that cannot constitute its own constraints, carry its own purpose, or accumulate its own memory is not a regulator but a predictor of state transitions with no governance relation to the state predicted. The training-only paradigm produces predictors; governance requires regulators.
F-TR-D-001-14 · formal-establishment · lab-originated
Three of the ten ingredients — Relations, Constraints, and Purpose — are constitutive in organizational domains: they exist because people *declared* them through speech acts, not because they were observed. Training cannot produce them precisely because they are declared rather than statistical; an organization *is* its purpose (remove the purpose and there is no organization).
Positions4
P01
Governed Composition
P03
Originality of the Ten-Ingredient Framework
P04
Linguistic Constitution
P07
Anchor Outside the Learning Loop
Open Questions2
OQ-102Are the ten world-model ingredients irreducible — can any ingredient be derived from the combination of the others (a formal reduction test)?
OQ-103Are ten ingredients sufficient (exhaustive), or do domain-specific applications surface required ingredients beyond the ten?
Bibliography6
Roger C. Conant and W. Ross Ashby (1970) · Every Good Regulator of a System Must Be a Model of That System
Craik, Kenneth J. W. (1943) · The Nature of Explanation
Ye, Sherry and Fan, Linxi and Jang, Yoonho and Ge, Yunhao and Zheng, Kangrui and Gao, Shuang and Yu, Shuran and others (2026) · {DreamZero}: World Action Models are Zero-shot Policies
Ha, David and Schmidhuber, Jürgen (2018) · World Models
LeCun, Yann (2022) · A Path Towards Autonomous Machine Intelligence
Chen, Daoyuan and Moutakanni, Théophile and Chung, Woosung and Bang, Yejin and Ji, Ziwei and Bolourchi, Alizera and Fung, Pascale (2026) · {VLWM}: Planning with Reasoning using Vision Language World Model