GrytLabs Dynamics Inc.
Technical Report · Dialogue Series
The World Model Definition
Ten Ingredients, Three Mechanisms, and a Completeness Assessment of Leading Approaches
Cameisha Smith, CIA
ORCID 0009-0002-8178-8380
TR-D-001  v0.1  ·  Published 2026-07-06  ·  CC-BY 4.0
DOI 10.5281/zenodo.21073274  ·  WMI Thesis
Abstract
The term "world model" has been in use for eighty years without a formal definition specifying what a world model must contain to be complete. This report proposes one. A world model is the minimum representation that makes a world modelable — not a simulation, not a control system, not a dynamic system, but the more primitive thing those depend on. Ten ingredients are identified as irreducible requirements: Distinctions, Entities, Relations, Time, Transition Logic, Constraints, Observation, Uncertainty, Purpose, and Memory. Six leading definitions — Craik (1943), Ha & Schmidhuber (2018), LeCun (2022), DreamZero (2026), Meta FAIR VLWM (2026), and the informal consensus — are evaluated against these requirements. All are incomplete in precisely the same ways: the universally missing ingredients are Constraints, Purpose, and Memory, with Uncertainty and Relations absent or partial in most. The pattern is not random. The missing ingredients map exactly to the missing mechanism: the field recognizes only one way to build a model — training — and training cannot produce what it cannot find in data. A three-mechanism taxonomy (Training, Constitution, Accretion) identifies the complementary processes required to satisfy all ten ingredients. The completeness gap in existing definitions is a mechanism gap in the field's practice. The definition and taxonomy together establish the formal vocabulary for the World Model Initiative thesis.

"If the organism carries a 'small-scale model' of external reality and of its own possible actions within its head, it is able to try out various alternatives, conclude which is the best of them, react to future situations before they arise."

— Kenneth Craik (1943), *The Nature of Explanation*

Contents
§1The Question
§2Synopsis
§3Discussion & Analysis
§4Scope and Limitations
§5Position Statements
§6Sources
Cite As & Publication Notice

§1The Question

Eighty years after Kenneth Craik proposed that the brain carries "small-scale models" of external reality, the term "world model" remains formally undefined. The AI research community uses it to describe everything from variational autoencoders to trillion-parameter architectures dreaming robotic futures, but no authoritative definition specifies what a world model must contain to be complete. The absence has consequences. Without a formal definition, the field cannot distinguish a world model from a prediction engine. It cannot assess completeness. It cannot identify what is missing from a given approach or determine whether two approaches are solving the same problem at different scales.

The result is a landscape of partial implementations, each called a "world model," each covering a different subset of the actual requirements, and none able to explain why its outputs cannot be governed, audited, or trusted in operational contexts. The founding-period research of GrytLabs Research Institute encountered this absence not as a theoretical curiosity but as an engineering constraint: the structural gap identified in TR-A-001 and the architectural necessity argued in TR-A-002 both appeal to a formal definition of what a world model must contain. That definition did not exist in the literature. This report supplies it.

This report makes three contributions. First, a formal definition: ten ingredients that any world model must satisfy, each justified by what becomes impossible without it. Second, a completeness assessment: six leading definitions evaluated against the ten-ingredient standard, establishing that all are incomplete in the same structural pattern. Third, a mechanism taxonomy: three complementary processes — Training, Constitution, and Accretion — by which model ingredients come into existence, establishing that the completeness gap in definitions traces to a mechanism gap in the field's practice.

The thesis would be weakened if: (1) a prior definition were identified that specifies the ten ingredients at comparable formality — meaning the originality claim (WMI-P03) is overstated; (2) an existing definition were shown to be complete against the ten-ingredient standard — meaning the completeness gap does not exist; or (3) training alone were demonstrated to produce constitutive constraints, carried purpose, or attributable memory — meaning the mechanism taxonomy is unnecessary.

§2Synopsis

The field has been building prediction engines and calling them world models. Prediction is three of ten ingredients.

A world model is the minimum representation that makes a world modelable. It requires ten ingredients: Distinctions (the capacity to differentiate), Entities (things that persist through change), Relations (connective structure between entities), Time (directional ordering), Transition Logic (rules of change, themselves subject to change), Constraints (constitutive limits on what can occur), Observation (structural acknowledgment of partiality), Uncertainty (structural representation of what is unknown), Purpose (the directional bias that makes action evaluable), and Memory (accumulated, accessible history). The compact formula organizes them: State (Distinctions + Entities + Relations) + Change (Transition Logic) + Constraint + Time. Recursion computes the change. Observation, Uncertainty, Purpose, and Memory define the geometry of evolution — from whose perspective the model operates, what it knows it does not know, what it is trying to achieve, and what it has learned from the past.

Six leading definitions are assessed against this standard. Craik (1943) scores 4/10 — the philosophical foundation, but a definition of prediction, not of a world model. Ha & Schmidhuber (2018) score 5/10 — the first computationally realized world model, strong on observation and temporal prediction, but the dream has no rules about what is permissible. LeCun (2022) scores 7/10 — the most complete existing definition, with explicit Memory, Uncertainty, and a Cost Module approaching Purpose, but Constraints remain soft (preferences, not invariants) and Purpose remains designer-injected. DreamZero (2026) scores 5/10 — impressive physical prediction from video, but no governance structure whatsoever. Meta FAIR VLWM (2026) scores 6/10 — notable for acknowledging the constraints gap explicitly ("task-specific penalties or guard-rails" as unspecified inputs) without being able to fill it. The consensus view scores 2/10 — represent, predict, act — Craik's 1943 definition with neural networks attached.

The pattern across all six: Transition Logic (prediction) is universally present. Time and Distinctions are universally present or implied. Constraints, Purpose, and Memory are universally absent or inadequate. The pattern is not random. It maps to a mechanism gap: the field recognizes only one way to build a model — Training — and Training discovers statistical structure from data. Constraints are not statistical regularities. Purpose is not a pattern in data. Memory is not compressed weights. The missing ingredients are missing because the mechanism that could produce them is not recognized.

Three mechanisms are required. Training discovers statistical structure from data — it reliably produces Distinctions, Time, and Transition Logic, partially produces Entities, Relations, and Observation, and cannot produce Constraints, Purpose, Uncertainty (in the epistemic-status sense), or Memory. Constitution specifies structural grammar directly from domain expertise — it produces nine of ten ingredients, including the four Training cannot, but cannot populate Memory with actual operational content. Accretion accumulates governed operational records continuously — it uniquely provides Memory and enriches every other ingredient through operational experience.

The three mechanisms are complementary, not competing. Training provides the intelligence layer. Constitution provides the governance layer. Accretion provides the memory layer. A complete world model requires all three. The field has invested in one. The completeness gap in definitions is a mechanism gap in practice, and the mechanism gap explains why capable systems cannot govern: they are built from one mechanism that cannot produce what governance requires.

§3Discussion & Analysis

This section contextualizes the position statement for proper inspection and interrogation by peers. §3.1 and §3.2 carry the position — the ten-ingredient framework and the three-mechanism taxonomy that constitute the DLP's structural answer to the field's open question. §3.3 carries the conversation — what the field is currently saying, by whom, with what stakes, presented through the completeness assessment of six leading definitions. §3.4 carries the structural question — what is at stake beneath the surface conversation, derived from the field's own findings rather than imposed from outside. The position is stated first because the dialogue is most coherent when the reader can evaluate the field's current state against a named alternative; readers oriented to the conversation may read §3.3 first without loss.

§3.1Definitional Contribution: The Ten Ingredients
The Formal Definition

A world model is a representation of a domain that satisfies ten formal requirements. Each ingredient is justified by what becomes impossible without it — not by what it enables (which would make the list aspirational) but by what breaks in its absence (which makes the list structural).

Ingredient 1: Distinctions. The capacity to draw a boundary between this and not-this. Without distinction, there is no information, no structure, no world. Distinction is the founding operation — the act that creates something from nothing by declaring a difference. Every subsequent ingredient presupposes it. Distinctions are not recursive; they are a single operation on which everything else is built.

Ingredient 2: Entities. Things that persist across distinctions — identity maintained through change. An entity is accumulated identity: a person, an organization, an account, a decision, each changing over time while remaining the same thing. Without entities, the model is a field of undifferentiated flux. Entities are recursively defined — an entity can contain other entities at arbitrary depth.

Ingredient 3: Relations. Connective tissue between entities — structure that makes a world a world rather than a heap. Relations are constitutive: an organization is not a set of people but the set of relations between them. Remove the relations and the organization ceases to exist. Relations are recursively structured — a relation can create new relations (a delegation creates an authority chain; a commitment creates an obligation).

Ingredient 4: Time. Ordering with directionality — something came before, something comes after, and that arrow matters. Time provides the axis along which all other recursive processes operate. Without time, the model is a snapshot — it cannot represent change, sequence, cause, or consequence. Time is not recursive; it is the axis for recursion.

Ingredient 5: Transition Logic. The rules by which things change — rules that are themselves subject to change. This is what the field calls "prediction": given a current state and an action, what is the next state? Every existing definition captures this ingredient. But transition logic in a complete world model is recursive: the rules of change are themselves changeable. An organization's decision-making process evolves. A regulatory framework is amended. A model whose transition logic is fixed can predict within a static world; a model whose transition logic is recursive can represent a world that rewrites its own rules.

Ingredient 6: Constraints. What cannot happen. What is conserved. Constitutive limits, not guardrails. Constraints are the most conspicuously absent ingredient in existing definitions. The field treats the world as a space of possibilities and builds models that navigate that space. But the world is equally defined by what is prohibited, and the prohibitions are not preferences or costs — they are constitutive. A chess game is not chess without the constraint that bishops move diagonally; the constraint does not penalize illegal moves but makes them impossible. In organizations, authority boundaries are constitutive constraints (RA-016 §F14, downward causation; RA-016 §F18, five-tradition convergence on bounded nested autonomy). In physics, conservation laws are constitutive constraints. A model that lacks constraints can imagine any future; a model with constraints can distinguish possible futures from permissible ones. This distinction is the foundation of governance. Constraints are recursively tightened and loosened across organizational hierarchies.

Ingredient 7: Observation. A model from somewhere, for someone, with limited information. A world model is not the world — it is always partial, always perspectival, always limited by what the observer can access. This partiality is not a deficiency to be overcome but a structural property that must be represented. A model that cannot represent its own observational limits treats itself as omniscient and contaminates every inference with the assumption of complete information. Observation is recursively refined — each new observation updates the model's representation of its own limits.

Ingredient 8: Uncertainty. What the model does not know, represented structurally. Observation establishes that the model is partial; Uncertainty goes further — the model must carry a structural representation of what is missing. Not just "I haven't seen everything" but "here is what I don't know, here is how confident I am in what I do know, and here is the epistemic status of each claim." In organizational contexts, this is the difference between an audited financial statement, a manager's estimate, and a model's projection — three claims with radically different epistemic status that must be tracked, not collapsed. Uncertainty is recursively reduced through accumulated evidence.

Ingredient 9: Purpose. Teleology — the moment the question "what should I do?" is introduced. Purpose separates a world model from a state description. A state description says "here is how things are." A world model with purpose says "here is how things are, here is how they should be, and here is the distance between the two." That distance drives action, planning, and governance. Every existing definition treats purpose as external — reward signals, cost functions, designer preferences. But in organizations, purpose is constitutive: an organization is its purpose. Remove the purpose and there is no organization (RA-019 §F1, institutional ontology; RA-016 §F16, Morin's dialogical principle). A complete world model carries purpose as a structural ingredient, not as an external input. Purpose is recursively refined through strategic decisions and environmental adaptation.

Ingredient 10: Memory. Retained, accessible history of prior states, transitions, and observations. Without memory, every moment is the first moment. Memory is not storage — it is retained, queryable, accessible history that informs present action. Existing world models have hidden states, context windows, or working memory — none constitute memory in the organizational sense: accumulated, persistent, queryable history that survives beyond the current session (RA-016 §F15, the boundary as first-class subsystem in living systems). Memory is recursively accumulated — every state transition, every decision, every observation adds to it, and the accumulated history shapes future transitions.

The Compact Formula

A world model requires State + Change + Constraint + Time.

State is composed of Distinctions, Entities, and Relations (Ingredients 1–3). Change is composed of Transition Logic (Ingredient 5). Constraint provides the bounds on change (Ingredient 6). Time provides the axis along which change occurs (Ingredient 4).

Recursion is how the change is computed. Eight of ten ingredients are recursive — they operate on themselves across time, at different rates and different scales.

The remaining four ingredients — Observation, Uncertainty, Purpose, and Memory (Ingredients 7–10) — define the geometry of evolution. They determine from whose perspective the model operates, what it knows it does not know, what it is trying to achieve, and what it has learned from the past. Without them, the model can compute state transitions in a vacuum. With them, the model can govern action in the real world.

Recursion Properties

The recursion classification is a structural property of each ingredient, not an optional feature:

# Ingredient Recursive? Recursion character
1 Distinctions No Founding operation — presupposed by all others
2 Entities Yes An entity contains entities at arbitrary depth
3 Relations Yes A relation creates new relations
4 Time No Axis for recursion, not itself recursive
5 Transition Logic Yes Rules of change subject to governed change
6 Constraints Yes Recursively tightened and loosened across hierarchies
7 Observation Yes Each observation refines the model's representation of its own limits
8 Uncertainty Yes Recursively reduced through accumulated evidence
9 Purpose Yes Refined through strategic decisions and adaptation
10 Memory Yes Every event adds to it; accumulated history shapes future transitions

Eight of ten ingredients are recursive. The two that are not — Distinctions and Time — are the foundational operations on which the recursive structure is built.

§3.2Mechanistic Contribution: Three Mechanisms of Model Creation
The Collapsed Concept

In the current AI landscape, "model" and "training" have fused into a single concept. When a researcher, investor, or practitioner hears "model," they understand a parameterized function optimized against a loss function over a dataset. The model exists because it was trained. Training is not merely how the model was built — it is what the model is. The fusion is so complete that it has become invisible, and because it is unstated, its limitations are unexamined.

Training is one of three mechanisms by which models come into existence.

Mechanism 1: Training

Training exposes a parameterized function to data, optimizes against a loss function, and updates parameters. The model discovers structure from the statistical properties of the data.

Training produces models that capture statistical regularities — distributional patterns, correlations, factual associations, and reasoning patterns. It happens in discrete episodes: train, then deploy. What the model knows is fixed at training time. The structural argument that training cannot preserve declared invariances is established mathematically in RA-018 §F11 (the Hassana Labs symmetry-breaking result: log-loss optimization treats symmetries as degrees of freedom to be exploited for compression, not as structural properties to be preserved).

# Ingredient Training can produce? Why / why not
1 Distinctions Yes Models learn to distinguish features from data
2 Entities Partial Entity representations, but not persistent identity across episodes
3 Relations Partial Relational patterns in language, but not formal relational structure
4 Time Yes Sequence models learn temporal ordering
5 Transition Logic Yes This is what training optimizes — predicting the next state
6 Constraints No Log-loss optimization cannot distinguish "statistically rare" from "structurally prohibited"
7 Observation Partial Models process partial inputs but do not represent their own observational limits
8 Uncertainty No Confidence scores are not epistemic status tracking
9 Purpose No Purpose is external — reward signals, loss functions, RLHF preferences
10 Memory No Weights are compressed statistical memory, not queryable operational history

Training reliably produces three ingredients, partially produces three, and cannot produce four.

Mechanism 2: Constitution

Constitution specifies the grammar directly — the primitives, invariants, rules of composition, and structural constraints. The model's architecture is given based on domain expertise, not discovered from data.

Constituted structure is not probabilistic — it does not hold "most of the time." It holds because it was specified to hold. An authority chain exists because someone defined it. A constraint is constitutive because it was declared constitutive.

# Ingredient Constitution can produce? Why / why not
1 Distinctions Yes Ontological distinctions defined by design
2 Entities Yes Entity types, identity rules, persistence conditions specified
3 Relations Yes Relational structure defined formally — authority chains, delegation scopes
4 Time Yes Temporal ordering architecturally specified
5 Transition Logic Yes State transformation rules defined — and themselves subject to governed change
6 Constraints Yes Behavioral invariants, constitutive limits, hard prohibitions — declared, not learned
7 Observation Yes Observational boundaries architecturally defined
8 Uncertainty Yes Epistemic status tracking defined by design — fact vs. belief vs. derivation
9 Purpose Yes Purpose declared as structural property, not injected as training signal
10 Memory Partial Defines the structure of memory but cannot populate it with operational content

Constitution produces nine of ten ingredients. It cannot populate Memory — that requires operational experience. The four ingredients that Training cannot produce are precisely the ingredients that Constitution can.

Mechanism 3: Accretion

Accretion fills the constituted model through governed operational capture. Every decision, every state transformation, every boundary crossing deposits another layer of organizational truth into the model. The model gets richer not through parameter updates but through the accumulation of governed records.

Accretion happens continuously, at the tempo of organizational operation. The accreted content is the model's living memory — growing monotonically, compounding in value as the accumulated history enables pattern recognition, precedent retrieval, and deviation detection.

# Ingredient Accretion can produce? Why / why not
1 Distinctions Partial New distinctions may emerge; the framework for making them is constituted
2 Entities Yes Specific entities created through operation
3 Relations Yes Specific relations created through operation
4 Time Yes Every record carries temporal position
5 Transition Logic Partial Operational patterns may reveal regularities; governance rules are constituted
6 Constraints Partial May surface constraints not previously recognized; constituted constraints are the framework
7 Observation Yes Each operational record is an observation from a specific perspective
8 Uncertainty Yes Recursively reduced through accumulated evidence
9 Purpose Partial May be refined through operational learning; constitutive purpose is declared
10 Memory Yes The accumulated, queryable, persistent history of organizational operation

Accretion uniquely provides Memory. The three mechanisms together cover all ten ingredients.

The Complementarity
Property Training Constitution Accretion
Timescale Episodic (train, then deploy) Rare (architectural events) Continuous (operational tempo)
Produces Statistical capability Structural guarantee Operational content
Cannot produce Structural guarantees Operational content Statistical capability
Evolves by Retraining on new data Amending the specification Accumulating through use
Error mode Learns wrong patterns Specifies wrong structure Captures garbage if ungoverned
Analogy Learning a language by immersion Writing the grammar book Accumulating a library in that language

A complete world model requires all three. Training provides the intelligence layer. Constitution provides the governance layer. Accretion provides the memory layer. The field has built extraordinary training capabilities and has not built constitution or accretion mechanisms. This is why its models can predict and cannot govern. The deployment-level corollary is empirically documented in RA-020 §F14 (Kellogg et al.'s 80% governance-effort finding: in organizations adopting AI agents, less than 20% of effort is prompt engineering and model development, while over 80% is sociotechnical governance work — the field is paying the mechanism gap in deployment cost).

§3.3Evaluative Contribution: Completeness Assessment of Leading Definitions

This subsection presents the conversation the report enters: what the field is currently saying about world models, who is saying it, and where the stakes lie. Six leading definitions of "world model" are evaluated against the ten-ingredient standard. Each is assessed ingredient by ingredient, scored, and analyzed for the structural pattern of its incompleteness. The convergence of incompleteness across six independent definitions is presented as evidence of what the field is currently doing — context for the position stated in §3.1 and §3.2 — not as a convergence-based architectural proof in the TR-A sense.

Craik (1943): The Mental Model

The philosophical foundation. Craik proposed that the brain carries "small-scale models" of external reality, enabling the organism to "try out various alternatives" and "react to future situations before they arise." The definition covers Time and Transition Logic explicitly, with Distinctions implicit. It lacks Constraints, Uncertainty, Memory, and formalized Purpose entirely.

Completeness: 4/10 (2 explicit, 2 partial, 3 implicit, 3 absent). Craik defines a prediction mechanism, not a world model. Every subsequent definition inherits its gaps because every subsequent definition builds on Craik.

Ha & Schmidhuber (2018): Vision + Memory + Controller

The first computationally realized world model. V (visual encoder) + M (memory RNN) + C (controller). Strong on observation and temporal prediction. The agent can "dream" — train in imagined environments.

Completeness: 5/10 (3 explicit, 3 partial, 4 absent). The dream has no rules about what is permissible. Purpose is externally injected (reward signal), memory decays, relational structure is absent. A prediction engine with a compressed observation model.

LeCun (2022): Autonomous Machine Intelligence

The most complete existing definition. A six-module architecture with explicit Perception, World Model, Cost, Short-Term Memory, Actor, and Configurator modules. JEPA as the core architecture — prediction in embedding space.

Completeness: 7/10 (4 explicit, 4 partial, 2 absent). Two critical gaps remain. First, Constraints are soft (costs, preferences) rather than constitutive (invariants, prohibitions). The Cost Module can express that a state is undesirable; it cannot express that a state is impossible. Second, Purpose remains designer-injected; the Cost Module is configured by the system designer, not carried as a property of the domain. In organizational domains where purpose is constitutive, a model that receives purpose externally cannot model an entity whose purpose is intrinsic.

DreamZero / NVIDIA (2026): World Action Models

A 14-billion-parameter model that learns physics from video and extracts motor commands from imagined visual futures. Intent specification via language model tokenizer.

Completeness: 5/10 (3 explicit, 2 partial, 5 absent). The clearest illustration of the prediction-engine gap. The system can dream physical futures but cannot specify who authorized the action, under what constraints, or whether the imagined future is permissible. Intent arrives as flat imperative sentences with no governance structure.

Meta FAIR VLWM (2026): Vision-Language World Models

A world model predicting goal description, goal interpretation, action description, and world state changes at each planning step. Notable for acknowledging the constraints gap explicitly — "task-specific penalties or guard-rails" referenced as unspecified inputs to the cost function (RA-015 §F4, language-based AI planning analysis).

Completeness: 6/10 (3 explicit, 4 partial, 3 absent). VLWM comes closest to acknowledging that the model requires constraint governance it cannot provide. The four-component prediction structure is structurally convergent with governance architectures designed from practice. But constraints are magical inputs, purpose is task-scoped, and memory is absent.

The Consensus View (2025–2026)

The informal agreement: a world model should (1) represent the world, (2) predict future states, and (3) enable action based on predictions.

Completeness: 2/10 (1 explicit, 0 partial, 4 implicit, 5 absent). Craik's 1943 definition with neural networks attached. The thinnest possible definition that still uses the term "world model."

The Pattern

The pattern is consistent across all six definitions:

Ingredient Craik Ha/S LeCun DreamZero VLWM Consensus
Distinctions Impl. Impl.
Entities Impl. Impl.
Relations Impl. Impl.
Time Impl.
Transition Logic
Constraints
Observation
Uncertainty
Purpose
Memory

● = explicit ◐ = partial ○ = absent Impl. = implicit

Transition Logic is universally present — every definition includes prediction. Time and Distinctions are universally present or implied. Constraints are absent or partial in every definition. No existing world model includes constitutive limits as a structural ingredient. Purpose is absent or external in every definition. Purpose is injected rather than carried. Memory is absent or ephemeral in every definition. No existing world model accumulates persistent, queryable history.

The universally missing ingredients are the ingredients governance requires. A system without constraints cannot be governed. A system without purpose cannot evaluate whether its actions serve any end. A system without memory operates in an eternal present. The completeness gap in definitions is the governance gap in deployment, and both trace to the mechanism gap in the field's practice.

§3.4The Mapping: Missing Ingredients to Missing Mechanisms

The mapping from missing ingredients to missing mechanisms is exact, not approximate:

Missing Ingredient Why Training Cannot Produce It Which Mechanism Can
Constraints Log-loss optimization minimizes prediction error across a distribution. It cannot distinguish "statistically rare" from "structurally prohibited." Rarity and prohibition are indistinguishable in training data. Constitution — constraints are declared as architectural invariants
Purpose Training objectives are designer-specified external signals. The model optimizes for them but does not carry them as structural properties. Purpose in a trained model is the optimizer's purpose, not the domain's purpose. Constitution — purpose is declared as a property of the entity being modeled
Memory Training produces weights — compressed statistical memory that cannot be queried, attributed, or audited at the record level. Weights are not records. Accretion — memory accumulated as governed records, queryable and persistent
Uncertainty Training produces calibrated confidence — probability distributions. This differs fundamentally from epistemic status tracking. A 95%-confident claim does not disclose whether it is an audited fact, an estimate, or a derivation. Confidence is not provenance. Constitution — epistemic status is a structural property of the grammar
Relations Training in embedding spaces produces vector representations capturing semantic similarity but not formal relational structure. "A is the supervisor of B" and "A is similar to B" are indistinguishable in embedding space. Constitution — relational structure is formally defined with typed relations, directionality, and governance properties

Every missing ingredient is missing because training cannot produce it. Every missing ingredient can be produced by Constitution, Accretion, or both. The field's definitions are incomplete because they assume only one mechanism exists.

This is the structural restatement of Conant and Ashby's (1970) regulator theorem: every good regulator of a system must be a model of that system. A model that cannot constitute its own constraints, carry its own purpose, or accumulate its own memory is not a regulator — it is a predictor of state transitions that has no governance relation to the state being predicted. The training-only paradigm produces predictors; governance requires regulators; the three-mechanism taxonomy names the additional mechanisms (Constitution, Accretion) that turn a predictor into a regulator.

§4Scope and Limitations

§4.1Scope

This report establishes the definitional vocabulary — the ten ingredients and three mechanisms — for the World Model Initiative thesis. Its claims are structural and definitional, not empirical. The ten-ingredient framework is proposed as a formal standard against which any world model definition can be evaluated. The completeness assessment is conducted against that standard. The mechanism taxonomy is proposed as a structural explanation for the completeness gap.

§4.2Limitations

Irreducibility. The report claims ten irreducible ingredients but does not formally prove irreducibility — that no ingredient can be derived from the combination of others. A reduction test (attempting to derive each ingredient from the remaining nine) is identified as an open question. The justification offered is structural: each ingredient is justified by what becomes impossible in its absence, and the absences are distinct. A model without Constraints faces a different failure mode than a model without Purpose, which faces a different failure mode than a model without Memory. Distinct failure modes support irreducibility but do not prove it.

Exhaustiveness. The report does not formally prove that ten ingredients are sufficient — that no additional ingredient is required. Domain-specific applications may surface requirements the current framework does not name. The claim is that these ten are necessary, not that they are sufficient. The open question of whether additional ingredients exist is identified for future work.

Mechanism boundaries. The three-mechanism taxonomy draws clear boundaries (Training discovers, Constitution declares, Accretion accumulates) that real systems may blur. Fine-tuning is a training episode that can incorporate constituted knowledge. Retrieval-augmented generation approximates memory without formal accretion. The taxonomy describes structural categories, not implementation boundaries.

Assessment methodology. The completeness assessment evaluates published definitions and architectures. Implementation details not described in the published work may satisfy ingredients the assessment marks as absent. The assessment scores what is documented, not what may exist in undisclosed implementations.

Mathematical formalism. The compact formula (State + Change + Constraint + Time) is presented as a structural organization of the ten ingredients, not as a mathematical formalism. Formal mathematical grounding is deferred to RA-022 (compiler theory grounding).

§4.3Falsification Conditions

The framework would be weakened or falsified by:

  1. Reduction. A demonstration that any ingredient can be derived from the combination of others, reducing the count below ten.
  2. Completeness counterexample. An existing definition or system that satisfies all ten ingredients, contradicting the claim that no existing system is complete.
  3. Mechanism counterexample. A demonstration that training alone can produce constitutive constraints, carried purpose, or attributable memory — that the mechanism taxonomy is unnecessary.
  4. Prior art. A prior definition specifying the same ingredients at comparable formality, contradicting the originality claim (WMI-P03).
§4.4Alternative Explanations

The list is aspirational, not structural. The ten ingredients could be read as a wish list of desirable properties rather than irreducible requirements. The counter-evidence is the justification-by-absence: each ingredient is justified by what breaks without it, not by what it enables. The failure modes are distinct and operationally documented across the research record.

The mechanism gap is temporary. Training may eventually produce all ten ingredients as scale, data, and architecture improve. The counter-evidence is the mechanism analysis: log-loss optimization is structurally incapable of distinguishing rarity from prohibition, confidence from provenance, or statistical memory from queryable history. The limitation is mathematical, not empirical — it does not attenuate with scale.

The assessment is uncharitable. The completeness scores undercount what existing definitions actually achieve. The counter-evidence is that each assessment scores what the published definition specifies, with partial credit for ingredients that are acknowledged but not formalized. The assessment errs on the side of inclusion — LeCun's Cost Module receives partial credit for Constraints despite encoding preferences rather than invariants.

§5Position Statements

The evidence reviewed in this report supports the following position statement dispositions under the World Model Initiative thesis.

WMI-P01
Governed Composition
Disposition   strengthens-refines  ·  Provenance   plan  ·  **Thesis-position mapping:** WMI thesis §Position P01 (governed composition — ten ingredients as formal requirements, three mechanisms as how they come into existence)

The ten-ingredient definition is the formal content of WMI-P01. A world model is a governed composition of data models, computational models, and conceptual models — the ten ingredients are the formal requirements that composition must satisfy, and the three mechanisms (Training, Constitution, Accretion) are how those ingredients come into existence. This report establishes the definition at a level of formality that permits completeness assessment: any system can now be evaluated against a named set of requirements, and the result is a score, not a judgment. The completeness assessment of six leading definitions demonstrates the framework's evaluative utility — each definition receives a specific score with ingredient-by-ingredient justification. The three-mechanism taxonomy completes the position: the ingredients are what a world model must contain; the mechanisms are how it gets built.

WMI-P01 is strengthened: the ten ingredients and three mechanisms are now formally specified with a completeness-assessment methodology that makes the position empirically evaluable.

Evidence base  Ten-ingredient definition (§3.1); three-mechanism taxonomy (§3.2); completeness assessment (§3.3); ingredient-to-mechanism mapping (§3.4).
WMI-P03
Originality of the Ten-Ingredient Framework
Disposition   strengthens-refines  ·  Provenance   plan  ·  **Thesis-position mapping:** WMI thesis §Position P03 (originality of the ten-ingredient framework)

The completeness assessment is the strongest evidence for the originality claim. Six leading definitions, spanning eighty years of research from Craik (1943) through the current consensus, are evaluated against the ten-ingredient standard. None specifies all ten. The most complete (LeCun 2022) covers seven. The consensus view covers two. No prior definition identifies the ten ingredients at comparable formality, names the compact formula, or evaluates existing definitions against a formal completeness standard. The structural pattern — every definition covers prediction (Transition Logic) and every definition misses governance (Constraints, Purpose, Memory) — has not been identified or named in prior work.

WMI-P03 is strengthened: the completeness assessment establishes that no prior definition achieves the formality, comprehensiveness, or evaluative utility of the ten-ingredient framework. The assessment methodology (ingredient-by-ingredient evaluation with explicit scoring criteria) is itself an original contribution.

Evidence base  Completeness assessment (§3.3) — six definitions evaluated, none complete, pattern identified and named.
WMI-P04
Linguistic Constitution
Disposition   strengthens-refines  ·  Provenance   plan  ·  **Thesis-position mapping:** WMI thesis §Position P04 (linguistic constitution)

Three of ten ingredients — Relations, Constraints, and Purpose — are identified in the definition as constitutive in organizational domains. They exist because people declared them through speech acts, not because they were observed. The mechanism analysis (§3.2) establishes that Training cannot produce them precisely because they are declared rather than statistical: log-loss optimization discovers patterns in data but cannot produce constitutive declarations that exist because someone said so. The mechanism gap (§3.4) traces the field's inability to produce these ingredients to the absence of Constitution as a recognized mechanism.

WMI-P04 is strengthened with supporting evidence: the three linguistically constituted ingredients are identified in the definition, their constitutive character is established in the mechanism analysis, and their absence from training-produced models is explained by the mechanism taxonomy.

Evidence base  Definition of Relations, Constraints, Purpose (§3.1); Training's inability to produce constitutive structure (§3.2); ingredient-to-mechanism mapping (§3.4).
WMI-P07
Anchor Outside the Learning Loop
Disposition   strengthens-refines  ·  Provenance   plan  ·  **Thesis-position mapping:** WMI thesis §Position P07 (anchor outside the learning loop)

The three-mechanism taxonomy establishes that Training absorbs patterns from data — it learns statistical regularities but cannot distinguish between learning what is true and learning what is persuasive. The Constitution mechanism provides the anchor: a grammar that is specified rather than discovered, declared rather than absorbed. The grammar holds because it was designed to hold, not because it was statistically reinforced. Without this anchor — without Constitution as a mechanism distinct from Training — the model's structural commitments are as plastic as its statistical patterns, and governance invariances cannot be preserved.

WMI-P07 is strengthened with supporting evidence: the mechanism taxonomy provides the structural argument for why an external anchor is necessary — not as a philosophical preference but as a mechanistic requirement.

Evidence base  Constitution mechanism definition (§3.2); Training's limitation — absorption vs. preservation (§3.2); complementarity table (§3.2).

§6Sources

Source Documents (L0 Working Papers)
Smith, C. (2026). What Is a World Model? A Formal Definition and Completeness Assessment of Leading Approaches (L0 Working Paper). GrytLabs Research Institute.
Smith, C. (2026). Three Mechanisms of Model Creation: Why Training Alone Cannot Produce a Complete World Model (L0 Working Paper). GrytLabs Research Institute.
External References
Conant, R. C., & Ashby, W. R. (1970). Every good regulator of a system must be a model of that system. International Journal of Systems Science, 1(2), 89–97.
Craik, K. J. W. (1943). The Nature of Explanation. Cambridge University Press.
Ye, S., Fan, L., Jang, Y., Ge, Y., Zheng, K., Gao, S., Yu, S., et al. (2026). DreamZero: World Action Models are Zero-shot Policies. arXiv:2602.15922.
Ha, D., & Schmidhuber, J. (2018). World Models. Proceedings of the 32nd Conference on Neural Information Processing Systems (NeurIPS 2018). arXiv:1803.10122.
LeCun, Y. (2022). A Path Towards Autonomous Machine Intelligence. Technical Report, Version 0.9.2, June 27, 2022. Meta AI.
Chen, D., Moutakanni, T., Chung, W., Bang, Y., Ji, Z., Bolourchi, A., & Fung, P. (2026). VLWM: Planning with Reasoning using Vision Language World Model. Meta FAIR. arXiv:2509.02722v2.
Cite As

Smith, C. (2026). The World Model Definition (Technical Report TR-D-001, WMI Thesis). GrytLabs Dynamics Inc. https://doi.org/10.5281/zenodo.21073274

© 2026 GrytLabs Dynamics Inc. Licensed under CC-BY 4.0.

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